Advanced Banking Supervision & Regulatory Compliance Training Course in Johannesburg, South Africa
Classroom training in Johannesburg · next cohort Nov 2, 2026 · from USD 3,400
Bank failures rarely come without warning signs, but those signs are easy to miss when supervisors are stretched and data arrives late. Strong oversight depends on structured judgement, consistent ratings and the willingness to act early. This five-day advanced programme sharpens those skills for people who inspect banks and for those who must satisfy inspectors.
You work through risk-based supervision cycles, CAMELS and risk-matrix ratings, off-site analysis of prudential returns and on-site examination planning. Technical sessions cover Basel II and III capital adequacy, the liquidity coverage and net stable funding ratios, credit risk and provisioning under IFRS 9, stress testing, and governance and internal control reviews. Compliance sessions address anti-money laundering and countering the financing of terrorism, sanctions, fit-and-proper tests, consumer protection and the escalation ladder from letters to enforcement action. The programme suits central bank and regulatory authority examiners, banking supervisors, bank compliance officers, chief risk officers, internal auditors and external auditors of financial institutions. It is offered in the classroom, online or in-house, and a CPD-accredited certificate is issued at the end. You can then plan an examination, rate a bank and draft findings.
At a Glance
Training in Johannesburg, South Africa
Johannesburg is South Africa's economic heart, home to the JSE and the head offices of Africa's largest companies.
More about training in Johannesburg →- Format
- Classroom, in Johannesburg
- Duration
- Mon - Fri (5 Days)
- Fee
- USD 3,400
- Next start dates
- Nov 2, 2026, Nov 30, 2026, Dec 28, 2026
- Certificate
- Certificate of Completion
- Airport
- O.R. Tambo International (JNB)
- Time zone
- South Africa Standard Time (UTC+2)
- Currency
- South African rand (ZAR). Fees are listed in USD.
- Business districts
- Sandton, Rosebank and Midrand
About this course
Banking systems across the region have grown more complex, with cross-border groups, mobile money partnerships, digital lenders and fast-moving fintech competitors. Supervisors must keep pace while respecting international standards, and banks must demonstrate compliance in a way that stands up to scrutiny. Weak supervision allows hidden credit losses, liquidity stress and financial crime to build until they threaten depositors and stability.
The Advanced Banking Supervision & Regulatory Compliance Training Course is aimed at professionals who already understand banking basics and need depth. It starts with the supervisory framework and the Basel Core Principles, then moves through the building blocks of an examination: risk profiling, off-site monitoring, on-site inspection, rating and reporting. Technical modules examine capital, liquidity, asset quality and earnings, along with governance, operational and technology risk. A dedicated block explores AML/CFT, sanctions and conduct supervision, followed by the design of corrective measures and enforcement.
Delegates analyse anonymised bank financial statements, draft examination findings and take part in supervisory committee simulations. They finish with a supervisory plan for a sample institution, along with a personal programme for strengthening supervision or compliance back at their workplace.
Training Objectives
By the end of the course, participants will be able to:
- Apply the risk-based supervision cycle from risk profiling to follow-up of findings.
- Assign and defend CAMELS or risk-matrix ratings using financial and qualitative evidence.
- Interpret Basel capital adequacy and liquidity measures, including LCR and NSFR.
- Evaluate credit portfolio quality, classification and IFRS 9 provisioning practices.
- Review governance, internal control and risk management frameworks in a bank.
- Test AML/CFT and sanctions compliance programmes during inspections.
- Interpret stress test results and their consequences for capital planning.
- Select proportionate corrective and enforcement measures and document them.
What you'll learn
Key Takeaways
Participants leave with:
- An examination planning template covering scope, sampling and information requests.
- A worked CAMELS rating file with evidence and rationale.
- A set of off-site ratio dashboards for capital, liquidity and asset quality.
- An AML/CFT inspection checklist aligned with risk-based expectations.
- Sample wording for examination findings, supervisory letters and remediation plans.
- A personal plan to raise supervisory or compliance standards in their institution.
Training Methodology
Delivery draws on supervisory practice and keeps theory tied to real decisions. The programme uses:
- Interactive briefings on international standards and supervisory techniques
- Anonymised bank financial statements and prudential returns for analysis
- Spreadsheet labs for capital, liquidity and ratio calculations
- Mock examination teams that plan, rate and present findings
- Facilitated discussion of enforcement dilemmas and proportionality
Day 1: Supervisory Frameworks and Risk Profiling
- Objectives of prudential supervision and the Basel Core Principles
- Risk-based supervision cycle and institutional risk profiles
- Legal powers, supervisory independence and accountability
- Off-site monitoring: prudential returns and early-warning indicators
- Cooperation with home and host supervisors and other agencies
- Exercise: building a risk profile from a bank's returns
Day 2: Capital, Liquidity and Stress Testing
- Basel II and III capital components and risk-weighted assets
- Leverage ratio and capital buffers
- Liquidity coverage and net stable funding ratios
- Interest rate and foreign exchange risk in the banking book
- Designing and reading stress tests
- Lab: recalculating capital adequacy for a sample bank
Day 3: Asset Quality, Earnings and CAMELS Ratings
- Loan classification, provisioning and IFRS 9 expected credit losses
- Concentration, related-party and large exposure limits
- Earnings quality and profitability drivers
- Component ratings and composite rating logic
- Challenging management assumptions during examinations
- Exercise: rating a bank and defending the ratings
Day 4: Governance, Internal Control and Financial Crime
- Board and senior management oversight assessments
- Internal audit, risk and compliance functions
- Operational, technology and outsourcing risk
- AML/CFT risk assessment, customer due diligence and monitoring
- Sanctions screening and suspicious transaction reporting
- Case study: inspecting an AML programme with control weaknesses
Day 5: Conduct, Enforcement and Supervisory Planning
- Consumer protection and market conduct supervision
- Fit-and-proper tests for directors and senior managers
- Corrective actions: from supervisory letters to sanctions and resolution
- Writing examination reports and managing bank responses
- Annual supervisory planning and resource allocation
- Action planning and course review
The course is designed for senior and mid-level professionals in supervision and bank compliance, including:
- Bank examiners and supervisors in central banks and regulatory authorities
- Policy and prudential regulation officers
- Chief compliance officers and compliance managers in banks
- Chief risk officers and credit risk managers
- Internal auditors in banks and financial groups
- External auditors and financial sector consultants
- Financial intelligence unit and AML analysts
- Legal advisers handling banking regulation
- Deposit insurance and resolution authority staff
On completion, participants who have attended all sessions and completed the examination exercises receive a CPD-accredited Certificate of Completion issued by Vision Reach Global Consultancy.
The certificate recognises advanced professional development in banking supervision and compliance.
Choose Where You Want to Learn
Advanced Banking Supervision & Regulatory Compliance Training Course Venues
South AfricaJohannesburgNext Nov 2· 13 dates$3,400Viewing- South AfricaPretoriaNext Nov 2· 13 dates$3,200
- South AfricaCape TownNext Oct 26· 13 dates$3,800
KenyaNairobiNext Nov 9· 13 dates$1,500- KenyaMombasaNext Oct 26· 13 dates$1,600
- KenyaNaivashaNext Nov 2· 13 dates$1,500
- KenyaKisumuNext Oct 26· 13 dates$1,500
- KenyaMachakosNext Nov 2· 13 dates$1,600
UgandaKampalaNext Nov 2· 13 dates$1,900
RwandaKigaliNext Oct 26· 13 dates$1,900
TanzaniaArushaNext Nov 9· 13 dates$1,900- TanzaniaDodomaNext Oct 26· 13 dates$1,800
- TanzaniaDar es SalaamNext Oct 26· 13 dates$2,000
- TanzaniaZanzibarNext Nov 16· 13 dates$2,600
NigeriaLagosNext Nov 16· 13 dates$2,800- NigeriaAbujaNext Nov 9· 13 dates$2,800
UAEDubaiNext Oct 26· 13 dates$3,800
GhanaAccraNext Nov 16· 13 dates$4,500
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Frequently Asked Questions About Advanced Banking Supervision & Regulatory Compliance Training Course in Johannesburg
Everything you need to know about this course before you register.
Advanced Banking Supervision & Regulatory Compliance Training Course runs as classroom training in Johannesburg, South Africa, in Monday-to-Friday cohorts that start every four weeks. The venue, daily timings and joining details are sent in your Joining Instructions email ahead of the start date.
The next Johannesburg cohort starts on November 2, 2026, and a new intake follows every four weeks. Pick a date under "Upcoming sessions in Johannesburg" above and click Register; your seat is confirmed once payment or a signed purchase order is received.
The classroom fee for Advanced Banking Supervision & Regulatory Compliance Training Course in Johannesburg is USD 3,400 per delegate, covering tuition and course materials. Register 3 or more delegates together and a 5% team discount is applied automatically.
Yes. Besides Johannesburg, Advanced Banking Supervision & Regulatory Compliance Training Course runs as classroom training in Pretoria and Cape Town. It also runs as live online training you can join from anywhere in South Africa, and in-house at your organisation's own premises.
Yes — Advanced Banking Supervision & Regulatory Compliance Training Course can be delivered at your offices in Johannesburg or at a venue you choose, on dates that suit your team, with case studies tailored to your sector. Message our training advisors to request a proposal.
By the end of the Advanced Banking Supervision & Regulatory Compliance programme, you'll be able to apply the risk-based supervision cycle from risk profiling to follow-up of findings, assign and defend camels or risk-matrix ratings using financial and qualitative evidence, interpret basel capital adequacy and liquidity measures, including lcr and nsfr, and evaluate credit portfolio quality, classification and ifrs 9 provisioning practices. The full breakdown of topics is covered session by session in the Course Outline tab above.
The course is designed for senior and mid-level professionals in supervision and bank compliance, including: Bank examiners and supervisors in central banks and regulatory authorities, Policy and prudential regulation officers, Chief compliance officers and compliance managers in banks, Chief risk officers and credit risk managers, Internal auditors in banks and financial groups, External auditors and financial sector consultants, Financial intelligence unit and AML analysts, Legal advisers handling banking regulation, and Deposit insurance and resolution authority staff.
Advanced Banking Supervision & Regulatory Compliance Training Course typically runs as 5 Days. It's available as in-person classroom, live virtual, and in-house corporate training — every course can also be delivered on-site for your team on dates that suit you.
Yes — delegates who meet the attendance requirement receive a Certificate of Completion for Advanced Banking Supervision & Regulatory Compliance Training Course from Vision Reach Global Consultancy, issued in the name you register with, so double-check the spelling at checkout.
Advanced Banking Supervision & Regulatory Compliance Training Course is pitched at advanced professionals. If you're unsure whether it's the right fit for your current role or background, message our training advisors before you register and they'll help you confirm.
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