Live Online Best Practices in Banking Supervision & Regulatory Compliance Training Course
Live online, instructor-led · next cohort Oct 26, 2026 · from USD 800
Bank failures and enforcement actions rarely come from one dramatic event. They build from weak governance, thin capital, poor credit discipline and compliance gaps that nobody escalated. This five-day programme gives supervisors and compliance professionals the analytical tools to spot those signals early. Participants work through risk-based supervision, CAMELS and risk-assessment ratings, on-site and off-site examination, Basel II and III capital and liquidity measures such as the capital adequacy, LCR and NSFR ratios, and IFRS 9 provisioning. A full day addresses AML/CFT, FATF recommendations, customer due diligence and suspicious transaction reporting.
It is intended for central bank and financial regulator staff, bank compliance officers, risk managers, internal auditors, board risk committee members and managers in microfinance and insurance supervision. Classroom, online and in-house delivery are available, and the certificate carries CPD accreditation. After the programme you can analyse a bank's prudential returns, plan an examination, test a compliance monitoring programme and write findings that management is obliged to act on.
At a Glance
How Live Online Training Works
Live online training, led by a trainer in real time, for participants anywhere.
More about live online training →- Format
- Live online, instructor-led
- Duration
- Mon - Fri (5 Days)
- Fee
- USD 800 (KES 80,000)
- Next start dates
- Oct 26, 2026, Nov 23, 2026, Dec 21, 2026
- Certificate
- Certificate of Completion
- What you need
- A computer with a reliable internet connection, a webcam and a headset
About this course
Sound banking supervision protects depositors and keeps credit flowing to the economy, yet regulators and banks both face a fast-moving environment. New products, digital channels, mobile money partnerships and cross-border exposure change the risk profile faster than traditional examination cycles can follow. At the same time, expectations on capital, liquidity, governance and financial crime continue to rise.
Best Practices in Banking Supervision & Regulatory Compliance Training Course gives participants a complete view of both sides of the supervisory relationship. They begin with the objectives and structure of a supervisory framework, then study the Basel Core Principles, risk-based methods and early warning indicators. The middle days cover credit, liquidity, market and operational risk analysis, and the interpretation of financial statements and regulatory returns. The final sessions deal with anti-money laundering and counter-terrorist financing, compliance function design, corrective action and enforcement, and cooperation between supervisors.
Teaching is practical. Participants analyse anonymised bank data, rate a case-study institution, plan an examination and draft a supervisory letter or compliance report. They finish with an action plan to apply the methods in their own supervisory or compliance unit.
Training Objectives
By the end of the programme, participants will be able to:
- Explain the objectives, legal basis and structure of effective banking supervision.
- Apply risk-based supervision and rating methods such as CAMELS.
- Analyse capital adequacy, liquidity and asset quality using Basel standards and regulatory returns.
- Assess credit, market, operational and governance risks during on-site and off-site reviews.
- Interpret IFRS 9 provisioning and its effect on prudential ratios.
- Evaluate AML/CFT controls against FATF recommendations.
- Design a compliance monitoring and testing programme for a bank.
- Draft supervisory findings and corrective action plans.
What you'll learn
Key Takeaways
Participants will leave with:
- A risk-based examination plan template for on-site and off-site work.
- A worked CAMELS rating of a case-study bank.
- A ratio dashboard covering capital, liquidity and asset quality.
- An AML/CFT control testing checklist.
- A compliance monitoring calendar and reporting format.
- A model supervisory letter with findings and required actions.
Training Methodology
Delivery relies on data and documents from real supervisory practice. It combines:
- Expert presentations on standards and supervisory techniques
- Spreadsheet exercises using anonymised bank returns
- A running case-study bank examined across the week
- Drafting workshops for findings, letters and compliance reports
- Peer exchange between regulators and bank practitioners
Day 1: The Supervisory Framework
- Objectives of banking supervision and the role of the regulator
- Basel Core Principles for effective supervision
- Licensing, ownership and fit-and-proper tests
- Risk-based supervision versus compliance-based approaches
- Off-site monitoring and early warning indicators
- Case discussion: lessons from bank failures
Day 2: Capital, Liquidity and Financial Analysis
- Basel II and III capital components and ratios
- Leverage ratio and capital buffers
- Liquidity coverage and net stable funding ratios
- Reading bank financial statements and regulatory returns
- Peer group and trend analysis
- Exercise: building a prudential ratio dashboard
Day 3: Risk Assessment and Examination
- Credit risk, asset classification and IFRS 9 provisioning
- Market, interest rate and foreign exchange risk
- Operational, technology and outsourcing risk
- Corporate governance and internal controls
- CAMELS and risk-matrix rating methods
- Planning and conducting an on-site examination
- Exercise: rating a case-study bank
Day 4: AML/CFT and Financial Crime Compliance
- Money laundering and terrorist financing typologies
- FATF recommendations and the risk-based approach
- Customer due diligence and beneficial ownership
- Transaction monitoring and suspicious transaction reports
- Sanctions screening and correspondent banking risk
- Testing the effectiveness of AML controls
Day 5: Compliance Function and Enforcement
- Role and independence of the compliance function
- Compliance risk assessment and monitoring programmes
- Writing supervisory findings and management responses
- Corrective action, penalties and escalation
- Cross-border cooperation and home-host supervision
- Emerging issues: fintech, mobile money and cyber risk
- Action plan and course review
The programme is designed for people who supervise or are supervised, including:
- Bank supervisors and examiners in central banks and regulators
- Compliance officers and heads of compliance in banks
- Risk managers and chief risk officers
- Internal auditors in financial institutions
- Money laundering reporting officers
- Board members of risk and audit committees
- Microfinance, SACCO and insurance regulators
- Legal and finance advisers to banks
Attendance at all sessions and completion of the practical exercises earn a Certificate of Completion from Vision Reach Global Consultancy, which carries CPD accreditation.
Choose Where You Want to Learn
Best Practices in Banking Supervision & Regulatory Compliance Training Course Venues
KenyaNairobiNext Nov 9· 13 dates$1,500- KenyaMombasaNext Oct 26· 13 dates$1,600
- KenyaNaivashaNext Nov 2· 13 dates$1,500
- KenyaKisumuNext Oct 26· 13 dates$1,500
- KenyaMachakosNext Nov 2· 13 dates$1,600
UgandaKampalaNext Nov 2· 13 dates$1,900
RwandaKigaliNext Oct 26· 13 dates$1,900
TanzaniaArushaNext Nov 9· 13 dates$1,900- TanzaniaDodomaNext Oct 26· 13 dates$1,800
- TanzaniaDar es SalaamNext Oct 26· 13 dates$2,000
- TanzaniaZanzibarNext Nov 16· 13 dates$2,600
NigeriaLagosNext Nov 16· 13 dates$2,800- NigeriaAbujaNext Nov 9· 13 dates$2,800
South AfricaPretoriaNext Nov 2· 13 dates$3,200- South AfricaJohannesburgNext Nov 2· 13 dates$3,400
- South AfricaCape TownNext Oct 26· 13 dates$3,800
UAEDubaiNext Oct 26· 13 dates$3,800
GhanaAccraNext Nov 16· 13 dates$4,500
Scroll sideways to see all 18 cities →
Frequently Asked Questions About Live Online Best Practices in Banking Supervision & Regulatory Compliance Training Course
Everything you need to know about this course before you register.
By the end of the Best Practices in Banking Supervision & Regulatory Compliance programme, you'll be able to explain the objectives, legal basis and structure of effective banking supervision, apply risk-based supervision and rating methods such as camels, analyse capital adequacy, liquidity and asset quality using basel standards and regulatory returns, and assess credit, market, operational and governance risks during on-site and off-site reviews. The full breakdown of topics is covered session by session in the Course Outline tab above.
The programme is designed for people who supervise or are supervised, including: Bank supervisors and examiners in central banks and regulators, Compliance officers and heads of compliance in banks, Risk managers and chief risk officers, Internal auditors in financial institutions, Money laundering reporting officers, Board members of risk and audit committees, Microfinance, SACCO and insurance regulators, and Legal and finance advisers to banks.
Best Practices in Banking Supervision & Regulatory Compliance Training Course typically runs as 5 Days. It's available as in-person classroom, live virtual, and in-house corporate training — every course can also be delivered on-site for your team on dates that suit you.
Best Practices in Banking Supervision & Regulatory Compliance Training Course is scheduled in-classroom in Nairobi, Kenya, Mombasa, Kenya, Naivasha, Kenya, and Kisumu, Kenya, and 14 other locations, plus a live interactive virtual classroom you can join from anywhere. Check the schedule panel above for exact upcoming dates and fees in each location.
The next live virtual cohort of Best Practices in Banking Supervision & Regulatory Compliance starts October 26, 2026, with new classroom cohorts also running on a rolling basis. Pick a date and location in the schedule panel above, then click "Register for the Course" — it takes a few minutes and your seat is confirmed once payment or a signed purchase order is received.
Yes — delegates who meet the attendance requirement receive a Certificate of Completion for Best Practices in Banking Supervision & Regulatory Compliance Training Course from Vision Reach Global Consultancy, issued in the name you register with, so double-check the spelling at checkout.
Best Practices in Banking Supervision & Regulatory Compliance Training Course is pitched at intermediate professionals. If you're unsure whether it's the right fit for your current role or background, message our training advisors before you register and they'll help you confirm.
Fees for Best Practices in Banking Supervision & Regulatory Compliance Training Course vary by delivery location and format and are shown in real time in the schedule panel above once you pick a date. Register 3 or more delegates on the same course together and a 5% team discount is applied automatically — larger cohorts can request a custom corporate quote.
Yes — Best Practices in Banking Supervision & Regulatory Compliance Training Course can be delivered on-site at your offices (or virtually for distributed teams), with case studies and examples tailored to your industry and the specific challenges your team is working through. Switch to the "In-House" tab in the schedule panel above to request a proposal.
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