Banks operate under an ever-widening web of prudential, conduct and financial crime rules, and a missed obligation can mean penalties, restrictions or lost public trust. Supervisors face the opposite challenge: applying standards consistently while financial products and risks keep changing. Five days give both sides a clear map. You study the Basel Core Principles, Basel III capital and liquidity requirements, risk-based supervision, on-site and off-site examination, corrective action and resolution frameworks. Compliance sessions cover policy design, compliance risk assessment, anti-money laundering and counter-terrorism financing controls, consumer protection, regulatory reporting and management of regulator relationships.
The programme is useful to central bank and supervisory authority staff, bank compliance officers, risk and internal audit managers, board members, legal advisers and microfinance and SACCO regulators across East Africa and beyond. Delivery is by classroom sessions in major African and Gulf cities, online or in-house, and every participant receives a CPD-accredited Certificate of Completion. You finish able to interpret a regulatory requirement, translate it into internal policy and controls, build a compliance monitoring plan and prepare for an inspection with confidence.
Financial stability depends on regulators and banks sharing a clear understanding of what sound practice looks like. Since the global financial crisis, standards on capital, liquidity, governance and financial crime have grown more demanding, and local regulators continue to adapt them to national markets. Institutions that treat compliance as a paperwork exercise find that breaches surface in examinations, correspondent banking reviews and enforcement actions, often at significant cost.
This training course explains the policy architecture behind banking supervision and shows how to apply it. Participants examine the international standard setters and how their guidance reaches national law, followed by licensing, prudential ratios, large exposure limits, provisioning and the supervisory review process. They then move to the compliance function itself: building a regulatory inventory, writing policies, testing controls, handling breaches and reporting to boards and supervisors. Dedicated sessions address AML and CFT, customer due diligence, sanctions screening and the supervision of digital and mobile financial services.
Teaching mixes concise explanation with worked examples, mock supervisory findings and compliance workshops. Participants prepare a compliance monitoring plan and a response to a sample inspection report, so that the learning translates into work they can take back immediately.
By the end of the course, participants will be able to:
Participants leave with:
The sessions blend regulatory content with practical application. Participants will experience:
Day 1: The Regulatory Architecture
Day 2: Prudential Requirements
Day 3: Supervisory Practice
Day 4: Building the Compliance Function
Day 5: Financial Crime, Digital Finance and Inspection Readiness
The course is suitable for people who supervise, govern or comply with banking regulation, including:
Vision Reach Global Consultancy issues a CPD-accredited Certificate of Completion to participants who attend the sessions and complete the workshop exercises.
Upcoming cohorts
CPD-Accredited
Official invoice & confirmation letter provided
Team discount for 3+ seats
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Everything you need to know about this course before you register.
By the end of the Policy and Regulatory Frameworks for Banking Supervision & Regulatory Compliance programme, you'll be able to explain how basel standards and the core principles shape national banking regulation, interpret capital adequacy, liquidity and large exposure requirements, describe risk-based supervision, from off-site analysis to on-site examination, and build a regulatory inventory and compliance risk assessment for a bank. The full breakdown of topics is covered session by session in the Course Outline tab above.
The course is suitable for people who supervise, govern or comply with banking regulation, including: Bank supervisors and examiners in central banks and regulatory authorities, Chief compliance officers and compliance managers in banks, Money laundering reporting officers, Internal auditors and risk managers in financial institutions, Board members and company secretaries of banks, Legal advisers to financial institutions, Regulators and managers of microfinance institutions and SACCOs, and Consultants and fintech compliance staff working with licensed institutions.
Policy and Regulatory Frameworks for Banking Supervision & Regulatory Compliance Training Course typically runs as 5 Days. It's available as in-person classroom, live virtual, and in-house corporate training — every course can also be delivered on-site for your team on dates that suit you.
Policy and Regulatory Frameworks for Banking Supervision & Regulatory Compliance Training Course is scheduled in-classroom in Nairobi, Kenya, Mombasa, Kenya, Naivasha, Kenya, and Kisumu, Kenya, and 14 other locations, plus a live interactive virtual classroom you can join from anywhere. Check the schedule panel above for exact upcoming dates and fees in each location.
The next live virtual cohort of Policy and Regulatory Frameworks for Banking Supervision & Regulatory Compliance starts October 12, 2026, with new classroom cohorts also running on a rolling basis. Pick a date and location in the schedule panel above, then click "Register for the Course" — it takes a few minutes and your seat is confirmed once payment or a signed purchase order is received.
Yes — delegates who meet the attendance requirement receive a Certificate of Completion for Policy and Regulatory Frameworks for Banking Supervision & Regulatory Compliance Training Course from Vision Reach Global Consultancy, issued in the name you register with, so double-check the spelling at checkout.
Policy and Regulatory Frameworks for Banking Supervision & Regulatory Compliance Training Course is pitched at intermediate professionals. If you're unsure whether it's the right fit for your current role or background, message our training advisors before you register and they'll help you confirm.
Fees for Policy and Regulatory Frameworks for Banking Supervision & Regulatory Compliance Training Course vary by delivery location and format and are shown in real time in the schedule panel above once you pick a date. Register 3 or more delegates on the same course together and a 5% team discount is applied automatically — larger cohorts can request a custom corporate quote.
Yes — Policy and Regulatory Frameworks for Banking Supervision & Regulatory Compliance Training Course can be delivered on-site at your offices (or virtually for distributed teams), with case studies and examples tailored to your industry and the specific challenges your team is working through. Switch to the "In-House" tab in the schedule panel above to request a proposal.
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