Policy and Regulatory Frameworks for Banking Supervision & Regulatory Compliance Training Course in Arusha, Tanzania
Classroom training in Arusha · next cohort Nov 9, 2026 · from USD 1,900
Banks operate under an ever-widening web of prudential, conduct and financial crime rules, and a missed obligation can mean penalties, restrictions or lost public trust. Supervisors face the opposite challenge: applying standards consistently while financial products and risks keep changing. Five days give both sides a clear map. You study the Basel Core Principles, Basel III capital and liquidity requirements, risk-based supervision, on-site and off-site examination, corrective action and resolution frameworks. Compliance sessions cover policy design, compliance risk assessment, anti-money laundering and counter-terrorism financing controls, consumer protection, regulatory reporting and management of regulator relationships.
The programme is useful to central bank and supervisory authority staff, bank compliance officers, risk and internal audit managers, board members, legal advisers and microfinance and SACCO regulators across East Africa and beyond. Delivery is by classroom sessions in major African and Gulf cities, online or in-house, and every participant receives a CPD-accredited Certificate of Completion. You finish able to interpret a regulatory requirement, translate it into internal policy and controls, build a compliance monitoring plan and prepare for an inspection with confidence.
At a Glance
Training in Arusha, Tanzania
Arusha is northern Tanzania's diplomatic and safari hub, and home to the East African Community headquarters.
More about training in Arusha →- Format
- Classroom, in Arusha
- Duration
- Mon - Fri (5 Days)
- Fee
- USD 1,900
- Next start dates
- Nov 9, 2026, Dec 7, 2026, Jan 4, 2027
- Certificate
- Certificate of Completion
- Airport
- Kilimanjaro International (JRO), about an hour by road
- Time zone
- East Africa Time (UTC+3)
- Currency
- Tanzanian shilling (TZS). Fees are listed in USD.
About this course
Financial stability depends on regulators and banks sharing a clear understanding of what sound practice looks like. Since the global financial crisis, standards on capital, liquidity, governance and financial crime have grown more demanding, and local regulators continue to adapt them to national markets. Institutions that treat compliance as a paperwork exercise find that breaches surface in examinations, correspondent banking reviews and enforcement actions, often at significant cost.
This training course explains the policy architecture behind banking supervision and shows how to apply it. Participants examine the international standard setters and how their guidance reaches national law, followed by licensing, prudential ratios, large exposure limits, provisioning and the supervisory review process. They then move to the compliance function itself: building a regulatory inventory, writing policies, testing controls, handling breaches and reporting to boards and supervisors. Dedicated sessions address AML and CFT, customer due diligence, sanctions screening and the supervision of digital and mobile financial services.
Teaching mixes concise explanation with worked examples, mock supervisory findings and compliance workshops. Participants prepare a compliance monitoring plan and a response to a sample inspection report, so that the learning translates into work they can take back immediately.
Training Objectives
By the end of the course, participants will be able to:
- Explain how Basel standards and the Core Principles shape national banking regulation.
- Interpret capital adequacy, liquidity and large exposure requirements.
- Describe risk-based supervision, from off-site analysis to on-site examination.
- Build a regulatory inventory and compliance risk assessment for a bank.
- Draft and review policies that translate regulatory requirements into controls.
- Apply AML, CFT and sanctions requirements in customer and transaction monitoring.
- Plan responses to supervisory findings and corrective action programmes.
What you'll learn
Key Takeaways
Participants leave with:
- A structured view of how international standards flow into local rules.
- A regulatory inventory template to track obligations and owners.
- A compliance risk assessment and monitoring plan drafted for their institution.
- A policy review checklist that links each requirement to a control.
- A response outline for a supervisory examination finding.
- Greater confidence discussing prudential issues with regulators and boards.
Training Methodology
The sessions blend regulatory content with practical application. Participants will experience:
- Concise presentations on standards and supervisory methods
- Worked examples using extracts of capital and liquidity returns
- Mock examination findings to analyse and answer
- Group workshops on policy drafting and compliance testing
- Open exchange of regulatory experience between supervisors and bankers
Day 1: The Regulatory Architecture
- Objectives of banking regulation and supervision
- The Basel Committee, FSB and the Basel Core Principles
- From international standards to national law and regulation
- Licensing, ownership and fit-and-proper tests
- Roles of central banks, deposit insurers and other agencies
- Group discussion: regulatory gaps in emerging markets
Day 2: Prudential Requirements
- Basel III capital components and buffers
- Liquidity coverage and net stable funding ratios
- Credit risk, provisioning and IFRS 9 interaction
- Large exposures and connected lending limits
- Market, operational and interest rate risk in the banking book
- Exercise: reading a bank's capital and liquidity returns
Day 3: Supervisory Practice
- Risk-based supervision and rating systems
- Off-site analysis and early warning indicators
- On-site examination planning and fieldwork
- Corporate governance and board assessment
- Enforcement tools, corrective action and bank resolution
- Case study: a supervisory intervention
Day 4: Building the Compliance Function
- Compliance charter, mandate and independence
- Regulatory change management and the regulatory inventory
- Compliance risk assessment and testing programmes
- Policy drafting, approval and review cycles
- Breach management and regulatory reporting
- Consumer protection and fair treatment of customers
Day 5: Financial Crime, Digital Finance and Inspection Readiness
- AML and CFT frameworks and the FATF recommendations
- Customer due diligence, sanctions and transaction monitoring
- Suspicious transaction reporting practice
- Supervision of mobile money, agency banking and fintech partnerships
- Preparing for and responding to an inspection
- Compliance monitoring plan and course review
The course is suitable for people who supervise, govern or comply with banking regulation, including:
- Bank supervisors and examiners in central banks and regulatory authorities
- Chief compliance officers and compliance managers in banks
- Money laundering reporting officers
- Internal auditors and risk managers in financial institutions
- Board members and company secretaries of banks
- Legal advisers to financial institutions
- Regulators and managers of microfinance institutions and SACCOs
- Consultants and fintech compliance staff working with licensed institutions
Vision Reach Global Consultancy issues a CPD-accredited Certificate of Completion to participants who attend the sessions and complete the workshop exercises.
Choose Where You Want to Learn
Policy and Regulatory Frameworks for Banking Supervision & Regulatory Compliance Training Course Venues
TanzaniaArushaNext Nov 9· 13 dates$1,900Viewing- TanzaniaDodomaNext Oct 26· 13 dates$1,800
- TanzaniaDar es SalaamNext Oct 26· 13 dates$2,000
- TanzaniaZanzibarNext Nov 16· 13 dates$2,600
KenyaNairobiNext Nov 9· 13 dates$1,500- KenyaMombasaNext Oct 26· 13 dates$1,600
- KenyaNaivashaNext Nov 2· 13 dates$1,500
- KenyaKisumuNext Oct 26· 13 dates$1,500
- KenyaMachakosNext Nov 2· 13 dates$1,600
UgandaKampalaNext Nov 2· 13 dates$1,900
RwandaKigaliNext Oct 26· 13 dates$1,900
NigeriaLagosNext Nov 16· 13 dates$2,800- NigeriaAbujaNext Nov 9· 13 dates$2,800
South AfricaPretoriaNext Nov 2· 13 dates$3,200- South AfricaJohannesburgNext Nov 2· 13 dates$3,400
- South AfricaCape TownNext Oct 26· 13 dates$3,800
UAEDubaiNext Oct 26· 13 dates$3,800
GhanaAccraNext Nov 16· 13 dates$4,500
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Frequently Asked Questions About Policy and Regulatory Frameworks for Banking Supervision & Regulatory Compliance Training Course in Arusha
Everything you need to know about this course before you register.
Policy and Regulatory Frameworks for Banking Supervision & Regulatory Compliance Training Course runs as classroom training in Arusha, Tanzania, in Monday-to-Friday cohorts that start every four weeks. The venue, daily timings and joining details are sent in your Joining Instructions email ahead of the start date.
The next Arusha cohort starts on November 9, 2026, and a new intake follows every four weeks. Pick a date under "Upcoming sessions in Arusha" above and click Register; your seat is confirmed once payment or a signed purchase order is received.
The classroom fee for Policy and Regulatory Frameworks for Banking Supervision & Regulatory Compliance Training Course in Arusha is USD 1,900 per delegate, covering tuition and course materials. Register 3 or more delegates together and a 5% team discount is applied automatically.
Yes. Besides Arusha, Policy and Regulatory Frameworks for Banking Supervision & Regulatory Compliance Training Course runs as classroom training in Dodoma, Dar es Salaam, and Zanzibar. It also runs as live online training you can join from anywhere in Tanzania, and in-house at your organisation's own premises.
Yes — Policy and Regulatory Frameworks for Banking Supervision & Regulatory Compliance Training Course can be delivered at your offices in Arusha or at a venue you choose, on dates that suit your team, with case studies tailored to your sector. Message our training advisors to request a proposal.
By the end of the Policy and Regulatory Frameworks for Banking Supervision & Regulatory Compliance programme, you'll be able to explain how basel standards and the core principles shape national banking regulation, interpret capital adequacy, liquidity and large exposure requirements, describe risk-based supervision, from off-site analysis to on-site examination, and build a regulatory inventory and compliance risk assessment for a bank. The full breakdown of topics is covered session by session in the Course Outline tab above.
The course is suitable for people who supervise, govern or comply with banking regulation, including: Bank supervisors and examiners in central banks and regulatory authorities, Chief compliance officers and compliance managers in banks, Money laundering reporting officers, Internal auditors and risk managers in financial institutions, Board members and company secretaries of banks, Legal advisers to financial institutions, Regulators and managers of microfinance institutions and SACCOs, and Consultants and fintech compliance staff working with licensed institutions.
Policy and Regulatory Frameworks for Banking Supervision & Regulatory Compliance Training Course typically runs as 5 Days. It's available as in-person classroom, live virtual, and in-house corporate training — every course can also be delivered on-site for your team on dates that suit you.
Yes — delegates who meet the attendance requirement receive a Certificate of Completion for Policy and Regulatory Frameworks for Banking Supervision & Regulatory Compliance Training Course from Vision Reach Global Consultancy, issued in the name you register with, so double-check the spelling at checkout.
Policy and Regulatory Frameworks for Banking Supervision & Regulatory Compliance Training Course is pitched at intermediate professionals. If you're unsure whether it's the right fit for your current role or background, message our training advisors before you register and they'll help you confirm.
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