Financial systems across Africa are growing more complex as banks expand across borders, digital channels multiply and new entrants offer credit and payments outside traditional balance sheets. Supervisors and compliance executives must keep pace with international standards while reflecting local market realities, and they must do so under scrutiny from boards, shareholders, and correspondent banks.

The Executive Banking Supervision & Regulatory Compliance Training Course gives senior officials a structured view of modern supervision and its link to institutional compliance. It starts with the architecture of banking regulation and the principles of effective supervision, then covers capital adequacy, liquidity and funding, credit risk and provisioning, market and operational risk, and recovery and resolution. A second strand addresses conduct, anti-money laundering, sanctions and technology risk, and how to build a compliance function that is independent and heard at board level.

Teaching is analytical and interactive. Participants interpret ratios, test assumptions in stress scenarios, and draft findings in the form used in real supervisory correspondence. The week ends with a simulated board meeting where each participant defends a risk assessment and an enforcement recommendation.

At the end of the course, participants will be able to:

• Explain the principles of effective banking supervision and the roles of regulator, board and management.
• Plan a risk-based supervisory cycle that combines off-site analysis and on-site inspection.
• Interpret capital adequacy, leverage and liquidity ratios under the Basel framework.
• Evaluate credit quality, provisioning and IFRS 9 expected credit loss practices.
• Assess corporate governance, internal control and risk culture in a bank.
• Review AML/CFT and sanctions compliance programmes against international standards.
• Select proportionate corrective measures and enforcement actions.
• Brief boards and senior management clearly on supervisory findings.

The programme is directed at senior people with oversight or accountability for banking soundness and compliance, including:

• Central bank and financial regulator supervisors and directors
• Chief compliance officers and heads of regulatory affairs
• Chief risk officers and heads of credit
• Internal audit directors in banks and financial institutions
• Executive and non-executive bank directors
• Deposit insurance and resolution authority officials
• Senior officers of microfinance banks and SACCOs
• Financial sector advisers and external auditors

Participants take away:

• A risk-based supervision framework with scoring criteria they can adapt.
• A prudential dashboard covering capital, asset quality, earnings and liquidity.
• A sample supervisory letter and corrective action plan.
• A checklist for reviewing a bank's AML/CFT and sanctions controls.
• A board briefing structure for presenting compliance and supervisory issues.
• A set of questions for testing governance and risk culture in interviews.

The programme respects the seniority of its audience and favours analysis and debate over lecture. Methods include:

• Expert-led briefings on standards and current supervisory practice
• Worked ratio analysis using anonymised prudential and financial data
• Case studies of bank distress and compliance failures
• Drafting of supervisory letters and board papers
• A closing simulation in which participants present and defend their conclusions

Participants who complete all sessions and take part in the practical exercises are issued with a CPD-accredited Certificate of Completion by Vision Reach Global Consultancy.