When a bank fails or is fined, the cause is usually traced to weak capital, poor lending controls or compliance gaps that supervisors had warned about. Understanding what regulators look for, and why, is the first step to meeting those expectations. Five days introduce the framework from the ground up: licensing, the purpose of prudential regulation, Basel capital and liquidity standards, risk-based supervision, on-site and off-site examination, anti-money laundering controls and consumer protection. You also see how a compliance function is organised, how breaches are reported and how remediation is tracked.
New bank supervisors, central bank and financial regulator staff, compliance officers, internal auditors, risk analysts and finance professionals in commercial banks, microfinance institutions and SACCOs will benefit. No prior supervisory experience is needed. Sessions run in classrooms in African and Gulf cities, online, or in-house for an institution's own staff. Practical work uses sample ratio data, a mock examination request list and a compliance calendar. Afterwards you can interpret key supervisory ratios, read an examination finding and draft a response with an action plan. Successful participants receive a CPD-accredited certificate.
Financial stability depends on supervisors and banks sharing a clear understanding of the rules. Since the global financial crisis, standards on capital, liquidity, governance and financial crime have tightened, and institutions across Africa have had to adapt quickly. Staff entering supervision or compliance roles are often expected to contribute before they have had a structured introduction to how the system fits together.
The Fundamentals of Banking Supervision & Regulatory Compliance Training Course provides that foundation. It starts with the reasons for regulating banks, the structure of the financial safety net and the main supervisory approaches. Participants then study capital adequacy, asset quality, earnings and liquidity indicators, learn how supervisors assess risk management and governance, and review the cycle of licensing, inspection, enforcement and resolution.
The final sessions concentrate on compliance in practice: customer due diligence, suspicious transaction reporting, sanctions screening, conduct and complaint handling, and how to maintain a regulatory change register. Teaching uses simplified balance sheets and short cases so that participants can apply each concept immediately and leave with tools suitable for their own institutions.
On completion, participants will be able to:
Participants take away:
Because the course assumes no background, teaching is paced and visual:
Day 1: The Case for Banking Regulation
Day 2: Capital, Liquidity and Prudential Ratios
Day 3: Supervisory Approaches and Examinations
Day 4: Financial Crime and Conduct Compliance
Day 5: Building an Effective Compliance Function
The course is aimed at people new to supervision or compliance, or moving into those roles, including:
On completing the sessions and exercises, each participant is issued with a CPD-accredited Certificate of Completion from Vision Reach Global Consultancy.
Upcoming cohorts
CPD-Accredited
Official invoice & confirmation letter provided
Team discount for 3+ seats
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Everything you need to know about this course before you register.
By the end of the Fundamentals of Banking Supervision & Regulatory Compliance programme, you'll be able to explain why banks are regulated and how supervisory authorities are organised, interpret capital, asset quality, liquidity and earnings indicators, describe the main elements of the basel framework, and outline how risk-based supervision and examinations are planned and carried out. The full breakdown of topics is covered session by session in the Course Outline tab above.
The course is aimed at people new to supervision or compliance, or moving into those roles, including: Junior bank examiners and analysts at central banks and regulators, Compliance officers and money laundering reporting officers, Internal auditors in banks and microfinance institutions, Risk officers and credit risk analysts, Finance and treasury staff who prepare regulatory returns, Legal officers who advise financial institutions, SACCO and deposit-taking microfinance managers, and Board members and audit committee members of financial institutions.
Fundamentals of Banking Supervision & Regulatory Compliance Training Course typically runs as 5 Days. It's available as in-person classroom, live virtual, and in-house corporate training — every course can also be delivered on-site for your team on dates that suit you.
Fundamentals of Banking Supervision & Regulatory Compliance Training Course is scheduled in-classroom in Nairobi, Kenya, Mombasa, Kenya, Naivasha, Kenya, and Kisumu, Kenya, and 14 other locations, plus a live interactive virtual classroom you can join from anywhere. Check the schedule panel above for exact upcoming dates and fees in each location.
The next live virtual cohort of Fundamentals of Banking Supervision & Regulatory Compliance starts October 19, 2026, with new classroom cohorts also running on a rolling basis. Pick a date and location in the schedule panel above, then click "Register for the Course" — it takes a few minutes and your seat is confirmed once payment or a signed purchase order is received.
Yes — delegates who meet the attendance requirement receive a Certificate of Completion for Fundamentals of Banking Supervision & Regulatory Compliance Training Course from Vision Reach Global Consultancy, issued in the name you register with, so double-check the spelling at checkout.
Fundamentals of Banking Supervision & Regulatory Compliance Training Course is pitched at beginner professionals. If you're unsure whether it's the right fit for your current role or background, message our training advisors before you register and they'll help you confirm.
Fees for Fundamentals of Banking Supervision & Regulatory Compliance Training Course vary by delivery location and format and are shown in real time in the schedule panel above once you pick a date. Register 3 or more delegates on the same course together and a 5% team discount is applied automatically — larger cohorts can request a custom corporate quote.
Yes — Fundamentals of Banking Supervision & Regulatory Compliance Training Course can be delivered on-site at your offices (or virtually for distributed teams), with case studies and examples tailored to your industry and the specific challenges your team is working through. Switch to the "In-House" tab in the schedule panel above to request a proposal.
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