Banks that fail a supervisory examination face penalties, restrictions on growth and a loss of depositor trust, while supervisors who cannot assess risk consistently leave whole financial systems exposed. Five days bring both sides of the table together around the rules that govern sound banking. You review how boards, audit committees and senior management set risk appetite and hold the compliance function accountable. Regulatory sessions cover Basel capital and liquidity standards, the Core Principles for Effective Banking Supervision, large exposure limits and licensing conditions.
You then build a compliance monitoring programme, map regulatory change, and design controls for anti-money laundering, counter-terrorist financing, sanctions screening and customer due diligence. Supervision sessions introduce CAMELS-style ratings, risk-based examination planning, off-site analysis and the preparation of examination findings and corrective action plans. The programme is suited to compliance officers, internal auditors, risk managers, central bank and regulatory staff, company secretaries and directors of banks and microfinance institutions. It runs in person in African and Gulf cities, online or in-house. A CPD-accredited certificate is awarded, and you leave able to draft a compliance plan for your institution.
Regulatory expectations for banks across Africa have risen steadily, with central banks adopting Basel-aligned capital and liquidity rules, tougher anti-money laundering standards and closer attention to the quality of boards and management. At the same time, banks face a growing volume of circulars, returns and examination requests, and a single compliance failure can reach the headlines within hours. Strong governance and a competent compliance function are now a condition of doing business.
The Governance and Compliance in Banking Supervision & Regulatory Compliance Training Course explains how the supervisory framework works and what it demands inside the institution. Participants examine the roles of the board, committees, risk, compliance and internal audit, and the three lines model that ties them together. They study prudential requirements, reporting to the regulator, consumer protection and financial crime controls, and learn how supervisors plan examinations, rate institutions and follow up on findings.
Teaching combines structured input with worked examples, sample examination reports and short case studies of governance failures. Participants practise drafting compliance plans, responding to findings and briefing the board, and they leave with templates they can adapt immediately.
By the end of the course, participants will be able to:
Participants leave with working tools and clearer judgement, including:
Sessions focus on what participants will actually do on the job. The format includes:
Day 1: The Supervisory and Governance Framework
Day 2: Prudential Standards
Day 3: Building the Compliance Function
Day 4: Financial Crime Controls
Day 5: Supervision, Examinations and Remediation
The course is designed for people who run, oversee or supervise financial institutions, including:
Participants who complete the programme and its exercises receive a CPD-accredited Certificate of Completion issued by Vision Reach Global Consultancy, confirming the hours of structured learning undertaken.
Upcoming cohorts
CPD-Accredited
Official invoice & confirmation letter provided
Team discount for 3+ seats
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Everything you need to know about this course before you register.
By the end of the Governance and Compliance in Banking Supervision & Regulatory Compliance programme, you'll be able to describe the responsibilities of the board, committees and the three lines in a bank, explain the main elements of basel capital, liquidity and large exposure requirements, interpret the principles behind risk-based banking supervision and institutional ratings, and build a compliance risk assessment and annual monitoring programme. The full breakdown of topics is covered session by session in the Course Outline tab above.
The course is designed for people who run, oversee or supervise financial institutions, including: Chief compliance officers and compliance analysts, Money laundering reporting officers, Internal auditors and risk managers in banks, Central bank and financial regulator examiners, Company secretaries and board directors, Heads of finance and regulatory reporting, Microfinance and SACCO managers, and Legal advisers working with financial institutions.
Governance and Compliance in Banking Supervision & Regulatory Compliance Training Course typically runs as 5 Days. It's available as in-person classroom, live virtual, and in-house corporate training — every course can also be delivered on-site for your team on dates that suit you.
Governance and Compliance in Banking Supervision & Regulatory Compliance Training Course is scheduled in-classroom in Nairobi, Kenya, Mombasa, Kenya, Naivasha, Kenya, and Kisumu, Kenya, and 14 other locations, plus a live interactive virtual classroom you can join from anywhere. Check the schedule panel above for exact upcoming dates and fees in each location.
The next live virtual cohort of Governance and Compliance in Banking Supervision & Regulatory Compliance starts October 19, 2026, with new classroom cohorts also running on a rolling basis. Pick a date and location in the schedule panel above, then click "Register for the Course" — it takes a few minutes and your seat is confirmed once payment or a signed purchase order is received.
Yes — delegates who meet the attendance requirement receive a Certificate of Completion for Governance and Compliance in Banking Supervision & Regulatory Compliance Training Course from Vision Reach Global Consultancy, issued in the name you register with, so double-check the spelling at checkout.
Governance and Compliance in Banking Supervision & Regulatory Compliance Training Course is pitched at intermediate professionals. If you're unsure whether it's the right fit for your current role or background, message our training advisors before you register and they'll help you confirm.
Fees for Governance and Compliance in Banking Supervision & Regulatory Compliance Training Course vary by delivery location and format and are shown in real time in the schedule panel above once you pick a date. Register 3 or more delegates on the same course together and a 5% team discount is applied automatically — larger cohorts can request a custom corporate quote.
Yes — Governance and Compliance in Banking Supervision & Regulatory Compliance Training Course can be delivered on-site at your offices (or virtually for distributed teams), with case studies and examples tailored to your industry and the specific challenges your team is working through. Switch to the "In-House" tab in the schedule panel above to request a proposal.
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