A bank that misreads its regulator, or a supervisor who cannot see emerging risk, puts depositors and the wider financial system in danger. Fines, licence conditions and reputational damage follow quickly when capital, liquidity, governance or anti-money laundering weaknesses go unnoticed.
Five days of structured work take you through the architecture of prudential supervision and the compliance function that answers to it. You study the Basel Core Principles, the Basel III capital and liquidity framework, risk-based supervision, CAMELS-style ratings, on-site inspection and off-site analysis, stress testing, corrective action and enforcement. On the compliance side you build a compliance risk assessment, a monitoring plan, regulatory change tracking, customer due diligence and suspicious transaction reporting aligned with FATF standards. Bank compliance officers, risk managers, internal auditors, board committee members, central bank and regulatory staff, and senior managers dealing with supervisors will benefit most. Case exercises use anonymised examination findings and ratio data. You finish able to prepare for an inspection, respond to findings persuasively, run a compliance programme with clear ownership and brief the board with confidence. Classroom, online and in-house delivery end in a CPD-accredited certificate.
Financial regulation has widened steadily since the global financial crisis, and supervisors now expect banks to demonstrate sound governance, robust capital and liquidity buffers, reliable data and active control of financial crime. Institutions that treat compliance as paperwork discover too late that findings repeat, penalties escalate and relationships with the regulator deteriorate. Supervisory authorities, for their part, must allocate scarce examiners to the risks that matter most.
Participants in this training begin with the purpose and structure of supervision, covering licensing, the legal powers of the supervisor and the supervisory cycle. They then examine how supervisors assess capital adequacy, asset quality, management, earnings, liquidity and market risk sensitivity, and how banks should organise their three lines of defence in response. Later sessions cover conduct and consumer protection, AML and counter-terrorist financing controls, regulatory reporting, inspection management, remedial action plans and cross-border cooperation.
The programme is delivered through worked ratio analysis, mock inspection scenarios and the drafting of compliance documents. Participants leave with a practical framework for managing the bank and regulator relationship in their own jurisdiction.
By the end of the course, participants will be able to:
Participants leave the course with:
The approach mirrors the day-to-day tasks of supervisors and compliance teams:
Day 1: Foundations of Banking Supervision
Day 2: Capital, Liquidity and Prudential Standards
Day 3: Risk-Based Supervision and Inspection
Day 4: Building the Compliance Function
Day 5: Financial Crime Controls and Regulatory Engagement
The course is relevant to staff in regulated institutions and supervisory bodies, including:
Vision Reach Global Consultancy issues a CPD-accredited Certificate of Completion to every participant who attends the full programme and completes the assigned case exercises.
Upcoming cohorts
CPD-Accredited
Official invoice & confirmation letter provided
Team discount for 3+ seats
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Everything you need to know about this course before you register.
By the end of the Management of Banking Supervision & Regulatory Compliance programme, you'll be able to describe the objectives, powers and cycle of banking supervision and the role of the basel core principles, interpret capital adequacy, leverage, liquidity coverage and net stable funding measures, apply a risk-based approach to on-site inspection and off-site monitoring, and rate institutions using a camels-style framework and justify the ratings. The full breakdown of topics is covered session by session in the Course Outline tab above.
The course is relevant to staff in regulated institutions and supervisory bodies, including: Compliance officers and heads of compliance, Chief risk officers and risk managers, Internal auditors in banks and microfinance institutions, Money laundering reporting officers, Central bank and financial regulator examiners, Board audit, risk and governance committee members, Company secretaries and legal counsel in financial institutions, Finance and regulatory reporting managers, and Fintech and mobile money compliance leads.
Management of Banking Supervision & Regulatory Compliance Training Course typically runs as 5 Days. It's available as in-person classroom, live virtual, and in-house corporate training — every course can also be delivered on-site for your team on dates that suit you.
Management of Banking Supervision & Regulatory Compliance Training Course is scheduled in-classroom in Nairobi, Kenya, Mombasa, Kenya, Naivasha, Kenya, and Kisumu, Kenya, and 14 other locations, plus a live interactive virtual classroom you can join from anywhere. Check the schedule panel above for exact upcoming dates and fees in each location.
The next live virtual cohort of Management of Banking Supervision & Regulatory Compliance starts October 12, 2026, with new classroom cohorts also running on a rolling basis. Pick a date and location in the schedule panel above, then click "Register for the Course" — it takes a few minutes and your seat is confirmed once payment or a signed purchase order is received.
Yes — delegates who meet the attendance requirement receive a Certificate of Completion for Management of Banking Supervision & Regulatory Compliance Training Course from Vision Reach Global Consultancy, issued in the name you register with, so double-check the spelling at checkout.
Management of Banking Supervision & Regulatory Compliance Training Course is pitched at intermediate professionals. If you're unsure whether it's the right fit for your current role or background, message our training advisors before you register and they'll help you confirm.
Fees for Management of Banking Supervision & Regulatory Compliance Training Course vary by delivery location and format and are shown in real time in the schedule panel above once you pick a date. Register 3 or more delegates on the same course together and a 5% team discount is applied automatically — larger cohorts can request a custom corporate quote.
Yes — Management of Banking Supervision & Regulatory Compliance Training Course can be delivered on-site at your offices (or virtually for distributed teams), with case studies and examples tailored to your industry and the specific challenges your team is working through. Switch to the "In-House" tab in the schedule panel above to request a proposal.
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