Live Online Practical Banking Supervision & Regulatory Compliance Training Course
Live online, instructor-led · next cohort Nov 9, 2026 · from USD 800
When a bank fails, depositors lose confidence, credit dries up and the damage spreads across the wider economy. Strong supervision and a compliance function that is taken seriously are the first lines of defence, yet both need practical skills as well as knowledge of the rules. Across five days, supervisors and bank staff learn how a modern prudential regime works and how to apply it in real institutions.
You work with risk-based supervision, off-site analysis and on-site inspection planning, CAMELS ratings, Basel capital adequacy, liquidity coverage and net stable funding measures, and credit risk classification and provisioning under IFRS 9. Further sessions examine governance, internal controls, anti-money laundering and counter-terrorist financing checks, consumer protection and the supervision of digital financial services. You practise reading prudential returns, calculating ratios, writing examination findings and agreeing remedial action with bank management. The programme is built for central bank and regulator staff, bank compliance officers, risk managers, internal auditors, and financial inspectors in SACCOs, microfinance and insurance regulators. It runs in the classroom, online or in-house, and closes with a CPD-accredited certificate. Afterwards you can plan an inspection, test compliance and report clearly to senior decision makers.
At a Glance
How Live Online Training Works
Live online training, led by a trainer in real time, for participants anywhere.
More about live online training →- Format
- Live online, instructor-led
- Duration
- Mon - Fri (5 Days)
- Fee
- USD 800 (KES 80,000)
- Next start dates
- Nov 9, 2026, Dec 7, 2026, Jan 4, 2027
- Certificate
- Certificate of Completion
- What you need
- A computer with a reliable internet connection, a webcam and a headset
About this course
Banks operate on public trust and borrowed money, which is why they are regulated more closely than almost any other business. Supervisors must spot weaknesses in capital, asset quality, liquidity and governance early enough to act, while banks must prove to regulators, auditors and correspondent partners that their compliance framework works in practice rather than only on paper. Both sides face rising demands from new capital rules, digital lending, mobile money and tighter financial crime expectations.
The Practical Banking Supervision & Regulatory Compliance Training Course gives participants a working method for each stage of the supervisory and compliance cycle. It starts with the objectives of supervision and the architecture of the Basel framework, then moves through risk-based planning, analysis of financial statements and returns, and examination of credit, market, liquidity and operational risk. Later sessions cover corporate governance, AML and sanctions controls, conduct and consumer protection, and the enforcement tools available when a bank falls short.
Each topic is taught through ratio exercises, sample bank data and mock examinations. Participants finish the week having produced an inspection plan, a short report of findings and a compliance monitoring calendar they can adapt for their own institution.
Training Objectives
After completing the programme, participants will be able to:
- Explain the objectives, powers and structure of effective banking supervision.
- Plan a risk-based supervisory cycle that combines off-site analysis with on-site inspection.
- Calculate and interpret capital adequacy, liquidity and asset quality ratios.
- Assign and justify a CAMELS rating for a sample bank.
- Review loan classification and provisioning against IFRS 9 and prudential rules.
- Test governance, internal control and AML and counter-terrorist financing arrangements.
- Draft examination findings and agree corrective action plans with bank management.
What you'll learn
Key Takeaways
Participants take away:
- A completed ratio workbook for capital, liquidity and asset quality analysis.
- A CAMELS assessment of a sample bank, with a written rationale for each component.
- A risk-based inspection plan with scope, sampling and resource estimates.
- A template for writing clear examination findings and recommendations.
- A compliance monitoring calendar covering returns, policies and regulatory deadlines.
- A checklist for assessing AML and sanctions controls.
Training Methodology
Sessions reflect the daily work of supervisors and compliance teams. Learning methods include:
- Hands-on ratio exercises using spreadsheets and sample bank financial data
- Case files of weak and failed institutions to practise early warning analysis
- A mock on-site inspection, with groups acting as examiners and bank management
- Short briefings on Basel standards and supervisory practice
- Drafting practice for findings, letters and board reports
Day 1: Foundations of Banking Supervision
- Why banks are regulated and what supervisors are trying to prevent
- Licensing, perimeter and the legal powers of the supervisor
- The Basel Core Principles and the three pillars of Basel
- Risk-based supervision and how risk profiles are built
- Cooperation with deposit insurers, resolution authorities and other regulators
- Discussion: lessons from past bank failures in Africa
Day 2: Capital, Asset Quality and Earnings
- Regulatory capital components and risk-weighted assets
- Capital buffers, leverage and stress testing
- Credit risk review, loan classification and provisioning under IFRS 9
- Concentration, related-party lending and large exposures
- Profitability, cost structure and sustainability of earnings
- Exercise: computing capital adequacy for a sample bank
Day 3: Liquidity, Market Risk and CAMELS Rating
- Liquidity coverage ratio and net stable funding ratio
- Interest rate risk in the banking book and foreign exchange exposure
- Reading prudential returns and early warning indicators
- The CAMELS framework and composite rating
- Peer group analysis and trend monitoring
- Workshop: assigning CAMELS ratings and defending them
Day 4: Governance, Internal Control and Financial Crime
- Board and senior management responsibilities and fit and proper tests
- Internal audit, compliance and risk management functions
- AML and counter-terrorist financing programmes, customer due diligence and reporting
- Sanctions screening and correspondent banking relationships
- Conduct, consumer protection and complaints handling
- Case study: a control failure that led to a large fraud
Day 5: Inspection, Reporting and Enforcement
- Planning and scoping an on-site inspection
- Interview techniques, evidence gathering and sampling
- Supervision of digital lending, mobile money and agency banking
- Writing findings and holding exit meetings with management
- Corrective action plans, sanctions and escalation
- Simulation: a mock inspection and presentation of results
The programme is intended for people who supervise banks or keep them compliant, including:
- Bank supervisors and examiners in central banks and financial regulators
- Compliance officers and heads of compliance in commercial banks
- Credit and operational risk managers
- Internal auditors and audit committee members
- Money laundering reporting officers and financial crime analysts
- Regulators of SACCOs, microfinance institutions and insurers
- Company secretaries and board risk committee members
- Legal advisers working on financial services regulation
Participants who attend every session and complete the exercises and the mock inspection receive a CPD-accredited Certificate of Completion from Vision Reach Global Consultancy.
Choose Where You Want to Learn
Practical Banking Supervision & Regulatory Compliance Training Course Venues
KenyaNairobiNext Nov 9· 13 dates$1,500- KenyaMombasaNext Oct 26· 13 dates$1,600
- KenyaNaivashaNext Nov 2· 13 dates$1,500
- KenyaKisumuNext Oct 26· 13 dates$1,500
- KenyaMachakosNext Nov 2· 13 dates$1,600
UgandaKampalaNext Nov 2· 13 dates$1,900
RwandaKigaliNext Oct 26· 13 dates$1,900
TanzaniaArushaNext Nov 9· 13 dates$1,900- TanzaniaDodomaNext Oct 26· 13 dates$1,800
- TanzaniaDar es SalaamNext Oct 26· 13 dates$2,000
- TanzaniaZanzibarNext Nov 16· 13 dates$2,600
NigeriaLagosNext Nov 16· 13 dates$2,800- NigeriaAbujaNext Nov 9· 13 dates$2,800
South AfricaPretoriaNext Nov 2· 13 dates$3,200- South AfricaJohannesburgNext Nov 2· 13 dates$3,400
- South AfricaCape TownNext Oct 26· 13 dates$3,800
UAEDubaiNext Oct 26· 13 dates$3,800
GhanaAccraNext Nov 16· 13 dates$4,500
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Frequently Asked Questions About Live Online Practical Banking Supervision & Regulatory Compliance Training Course
Everything you need to know about this course before you register.
By the end of the Practical Banking Supervision & Regulatory Compliance programme, you'll be able to explain the objectives, powers and structure of effective banking supervision, plan a risk-based supervisory cycle that combines off-site analysis with on-site inspection, calculate and interpret capital adequacy, liquidity and asset quality ratios, and assign and justify a camels rating for a sample bank. The full breakdown of topics is covered session by session in the Course Outline tab above.
The programme is intended for people who supervise banks or keep them compliant, including: Bank supervisors and examiners in central banks and financial regulators, Compliance officers and heads of compliance in commercial banks, Credit and operational risk managers, Internal auditors and audit committee members, Money laundering reporting officers and financial crime analysts, Regulators of SACCOs, microfinance institutions and insurers, Company secretaries and board risk committee members, and Legal advisers working on financial services regulation.
Practical Banking Supervision & Regulatory Compliance Training Course typically runs as 5 Days. It's available as in-person classroom, live virtual, and in-house corporate training — every course can also be delivered on-site for your team on dates that suit you.
Practical Banking Supervision & Regulatory Compliance Training Course is scheduled in-classroom in Nairobi, Kenya, Mombasa, Kenya, Naivasha, Kenya, and Kisumu, Kenya, and 14 other locations, plus a live interactive virtual classroom you can join from anywhere. Check the schedule panel above for exact upcoming dates and fees in each location.
The next live virtual cohort of Practical Banking Supervision & Regulatory Compliance starts November 9, 2026, with new classroom cohorts also running on a rolling basis. Pick a date and location in the schedule panel above, then click "Register for the Course" — it takes a few minutes and your seat is confirmed once payment or a signed purchase order is received.
Yes — delegates who meet the attendance requirement receive a Certificate of Completion for Practical Banking Supervision & Regulatory Compliance Training Course from Vision Reach Global Consultancy, issued in the name you register with, so double-check the spelling at checkout.
Practical Banking Supervision & Regulatory Compliance Training Course is pitched at intermediate professionals. If you're unsure whether it's the right fit for your current role or background, message our training advisors before you register and they'll help you confirm.
Fees for Practical Banking Supervision & Regulatory Compliance Training Course vary by delivery location and format and are shown in real time in the schedule panel above once you pick a date. Register 3 or more delegates on the same course together and a 5% team discount is applied automatically — larger cohorts can request a custom corporate quote.
Yes — Practical Banking Supervision & Regulatory Compliance Training Course can be delivered on-site at your offices (or virtually for distributed teams), with case studies and examples tailored to your industry and the specific challenges your team is working through. Switch to the "In-House" tab in the schedule panel above to request a proposal.
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